Legal

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© 2024 Dinan & Company, LLC. All rights reserved.

Legal

As a visitor to this website, you are bound to the following terms.

An overview of the agreement between you “the visitor to our website” and Dinan & Company.

This document discloses the website privacy policies of Dinan & Company. We are committed to protecting the privacy of our clients and visitors to this website. No personal information will be collected from you as a result of your accessing or using this website, unless you elect to provide information to us directly through one of our website signup or contact forms.

Collection and Use of Information

We do not collect any personal or financial information about you.

We may share your information among ourselves and with other financial services companies affiliated with us as part of the ordinary course of providing products and services to you, for product and development purposes, and as otherwise required or permitted by law. We also may share your information with companies that perform services, including marketing services, on our behalf (such as vendors that package and mail our investor statements and marketing research firms that enhance our ability to market our products and services) as well as with financial institutions with which we may have joint marketing agreements. Except as described above, and except for information we provide to non-affiliated third parties as otherwise required or permitted by law, we do not share your information with individuals or businesses that are not affiliated with us, such as direct marketers. Thus, the information you provide on this site will not result in unwanted solicitations from third-party marketers.

Legal Notice: Terms and Conditions of Use–Consent to Terms and Conditions

PLEASE READ THE FOLLOWING TERMS AND CONDITIONS CAREFULLY. By using the Dinan & Company website, you represent that you are at least 18 years of age and agree to be bound by the following terms and conditions, as amended from time to time. Dinan & Company reserves the right to amend, add to or remove provisions from these terms and conditions at any time by posting changes thereto in this website. Your use of this website after such posting signifies your consent to the amended terms and conditions.

Ownership and Restrictions on Use

This website and content and intellectual property is owned and operated by Dinan & Company, and its content is protected by applicable copyright laws. The material and software applications on this website are intended only for your personal or internal business use, and may not be copied, modified, distributed or posted without Dinan & Company’s prior written consent. No title or intellectual property rights are transferred to you through your use of this website. “Dinan & Company” and the Dinan & Company logo are service marks of Dinan & Company.

Third Party Content

Dinan & Company is not responsible for materials on this website that are prepared or provided by independent third parties.

Use of Website

This website is provided for informational purposes only and should not be considered investment advice or an offer or recommendation to buy or sell securities. The information or materials contained in this website are subject to change at any time by Dinan & Company without prior notice. This site is operated from Phoenix, Arizona, USA, and is not intended for distribution to or use by any person in any jurisdiction or country where such use or distribution would be unlawful. Dinan & Company makes no representation that materials in this site are applicable to or appropriate for use in locations outside of the United States of America.

Disclaimer and Limitation of Liability

The information contained in this website has been prepared or obtained from sources reasonably believed to be reliable, but no representation or warranty is made that such information is accurate, reliable, complete or timely, or that such information will be continuously available. Further, no representation or warranty is made that this site or its server are free of viruses or other harmful or extraneous code. THIS website AND ALL INFORMATION THEREON IS SUBJECT TO APPLICABLE STATUTES AND REGULATIONS AND IS PROVIDED ON AN “AS IS” BASIS WITHOUT WARRANTY OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING WITHOUT LIMITATION IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT. IN NO EVENT WILL Dinan & Company OR ITS CONTRACTORS BE LIABLE FOR DAMAGES OF ANY KIND, UNDER ANY LEGAL THEORY, ARISING OUT OF OR IN CONNECTION WITH YOUR USE OF, OR INABILITY TO USE, THIS website, INCLUDING WITHOUT LIMITATION DIRECT, INDIRECT, SPECIAL, PUNITIVE, LOST PROFIT, OR OTHER CONSEQUENTIAL DAMAGES, REGARDLESS OF WHETHER Dinan & Company OR ITS CONTRACTORS HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES OR HAVE ACTED NEGLIGENTLY.

SOME OF THE FOREGOING LIMITATIONS OF LIABILITY MAY NOT APPLY TO RESIDENTS OF CERTAIN STATES OR COUNTRIES.

Miscellaneous

These terms and conditions shall be governed in all respects by the internal laws of the State of Arizona, USA. Any legal action or other legal proceeding relating to these terms and conditions or Dinan & Company website shall be brought exclusively in a state or federal court located in Phoenix, Arizona, and both Dinan & Company and you expressly and irrevocably consent and submit to the jurisdiction of such courts.

These terms and conditions, as amended from time to time on this website, constitute the full and entire understanding and agreement between Dinan & Company and you with respect to your use of Dinan & Company website, and may not be amended or waived orally or through a course of dealing. In case any provision of these terms and conditions shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

Cookies

Cookies are sets of information that our web server assigns to you when you visit our site. Cookies are used in a few areas of our site only for maintaining information between pages. They are not used for storing or tracking personal information from our customers.

Website Security

External links. Our website contains links to various sites of other institutions that are not affiliated with us. We provide these links because we believe they contain information that may help you achieve your financial goals. However, we do not control and are not responsible for the accuracy of the content on those sites. We also cannot guarantee that your privacy on those sites will be protected to the same extent that it is here.

Risk Disclaimer

You should be aware of the risks associated with equity investment. Please remember that past performance is not necessarily a guide to the future. Market and currency movements may cause the value of investments and the income from them to fall as well as rise, and you may get back less than you invested when you decide to sell your investments. Be aware that smaller markets can be more volatile than developed stock markets and can carry more risk. Independent financial advice should be taken before entering into any financial transaction

Business Continuity Plan Disclosure

Dinan Capital Advisors has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Contacting Us – If after a significant business disruption you cannot contact us as you usually do at (855) 955-1500, you should call (602) 248-8700 or e-mail us at mdinan@dinancapital.com or nmartinez@dinancapital.com.

Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area and recover and resume business. In either situation, we plan to continue in business and notify you how to contact us by phone or e-mail. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customers prompt access to their funds and securities.

For more information – If you have questions about our business continuity plan, you can contact us at mdinan@dinancapital.com or nmartinez@dinancapital.com.

Regulatory Information:

Dinan Capital Advisors is a registered broker-dealer and member of FINRA and SIPC and provides investment banking, private placement, merger, acquisition, and valuation services.